Aequitas co-founder Jonathan Cunningham speaks with Peter Williams, CEO & founder of ACE Portal, about the role of banks and placement agents in the capital raising process and the nuanced and not-so-nuanced conflicts of interest issuers should be aware of. Check out the full video here.
Posts Categorized: Conflicts of Interest
David Pritchard, Aequitas co-founder/principal, highlights issues and risks arising from the experience “gap” between corporations, which operate businesses and only infrequently seek to raise capital, and their investment bank advisors, which execute financing transactions as a primary source of revenue and control access to and interact regularly with the investor community. Read the full article.